Wealth Management is the service that seeks to enhance our clients financial position. Wealth Management is the ability to deliver a full range of advice, financial services and products to a Private Client in a consultative way. Small Business Owner Wealth Management may require working with a client's Accountant and Attorney to strategize and create a tax mitigation plan and possibly an exit strategy to prepare business owners for retirement or to transfer their business interests to buyers or family members.
I enjoy serving my Private Clients and helping them to pursue, manage, and preserve wealth, so we offer a Personal Financial, Retirement and Estate Plan at no additional cost to my Private Clients. It all starts with a Vision of your desired life style, then we create a Financial Plan to guide us towards your goals.
I offer fee-based investment management thru LPL Financial, the largest independent broker-dealer in the United States, as reported by Financial Planning magazine, June 1996-2018, based on total revenue. LPL Financial has more than 16,000 financial advisors. LPL Financial understands that providing Americans with objective investment advice is critical to their financial future. Because the firm has no proprietary products to sell, LPL Financial advisors can provide objective advice and investment recommendations.
One of the distinguishing characteristics of the LPL Financial business model is that LPL does not engage in the business practices of investment banks or provide other alternative financial services.
LPL Financial does not engage in market-making activities nor do we engage in proprietary trading for our own account. Our trading activities are focused solely on facilitating trades for our advisors’ clients, and not on speculative trading for the firm’s own account.
In addition, we have no exposure to mortgage-related investments or securities, nor do we provide loans to hedge funds or other speculators.
What LPL Financial provides is technology, brokerage, and investment advisory and support services through business relationships with Independent Financial Advisors and Financial Institutions.
Please feel free to call David De La Rosa at 831-427-3040 or David.DeLaRosa@LPL.Com for a complimentary appointment to discuss how I may be of service to you in Investment Management, Insurance, and Financial, Estate and Retirement Income Planning.